Job discovery + interview practice
Checking current listings through Jooble…
Job discovery + interview practice
Explore current listings for Compliance Officer and use the occupation as a starting point for interview practice.
Listings provided through Jooble
537,692 results reported · Page 2
Current listing
...benefits Employee stock purchase planJob DescriptionThe Team:The compliance team is part of the implementation and maintenance of a robust... ...department for Invesco, Ltd.The Role:As a Compliance Officer, you will be primarily responsible for ensuring that the company...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.About This JobThe FVP, Compliance Officer is responsible for overseeing and enhancing the Bank’s Compliance Management System (CMS) and ensuring compliance with...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...Employee stock purchase planJob Description Regional Investment Compliance OfficerAbout the Company:With over $2 trillion of assets under... ...spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...Addiction Services (BSAS), Quality Assurance and Licensing Unit (QAAL), is seeking a qualified candidate to join its team as a Compliance Officer III (CO III).The QAAL Unit is responsible for the regulatory oversight of licensed substance addiction treatment programs and...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
Under the direction of the Manager, this position is responsible for assisting in the development and execution of all compliance and operational risk activities. This position assists in managing the day-to-day compliance activities and programs, develop and maintain...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
OverviewAt Univest, we believe strong compliance is the foundation of trust. We’re looking for a detail-oriented and experienced Trust Compliance Officer to help lead and strengthen our Trust Department’s Compliance Management Program. In this role, you’ll partner with...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...Job Description Are you a compliance expert ready to take the next step into a pivotal leadership role? United Bankers’ Bank is seeking a Compliance & BSA Officer to serve as a cornerstone of our Enterprise Risk team. In this high‑visibility position you won’t just monitor...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
Worker TypeRegularJob DescriptionSummaryUnder the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AV organization. Responsible for performing the day to day activities...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...expertise are our guiding north star.What you'll doResponsible for the performance of all relevant activities allocated to a Compliance Officer and a Money Laundering Reporting Officer under all rules and regulations applicable on Leonteq Securities AG, Amsterdam branchPerforming...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
HilltopSecurities is looking to hire a Compliance Officer who will support both broker-dealer and registered investment adviser compliance functions. The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
SUMMARYThe Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed. The individual follows the Company’s Compliance Management Program (CMP) to ensure conformity and adherence with all applicable state...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...We are seeking an experienced Senior Compliance Officer for our client. This individual will play a key role in managing and enhancing the firm’s SEC/RIA compliance program, regulatory examinations, surveillance, and risk oversight. Responsibilities Support the...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...Organization:The Division of Standards (DOS), an Agency within the Office of Consumer Affairs and Business Regulation (OCABR), is... ...their skills and talents to serve our citizens.About the Role:The Compliance Officer I monitors retail locations and other regulated activities...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
...classes, serve investors, and advocate for transparent and competitive markets. About the Role IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer. You'll help develop the policies and procedures that guide how...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
Current listing
Job #: 5184Company: MRISpokanePosted: Wednesday, October 14, 2026Job Title: Compliance Officer Location: Hybrid/Remote - Bellevue/SpokaneReports To: CEO/Board of DirectorsJob Summary:The Compliance Officer is responsible for leading the bank’s lending compliance program...
Practice uses the searched occupation only—not this listing's company, description, or requirements.
